Three-dimensional forest structure features extraction based on TomoSAR

Abstract. Forest structure is an important indicator for evaluating forest ecosystem and an indispensable input parameter for estimating forest carbon sink. Synthetic Aperture Radar (SAR) Tomography (TomoSAR), as a novel microwave remote sensing technique with 3D imaging capability, has been demonstrated to be an valuable tool for accurate inversion of forest structure. At present, the forest vertical structure parameters inversion is almost all concentrated on the forest height estimation. However, the spatial structure of forests is complex, and it is not enough to only use the forest height to express the forest structure. This fails to identify tree canopy, branch layer and underlying vegetation layer, etc., resulting in the partial and inaccurate forest vertical structure information. To solve this problem, this paper constructs 3D structural indices from tomograms, namely Horizontal Structure Index (HS) and Vertical Structure Index (VS). The HS primarily describes canopy density, compensating for the lack of information on the horizontal dimension of forest structure provided by traditional TomoSAR techniques; while VS describes the complexity of canopy distribution in the altitude direction, further enriching information on forest structure vertically. In order to verify their feasibility and validity, HS and VS are extracted using six fully-polarized L-band SAR images covering the Krycklan watershed in Sweden. Moreover, the accuracy is verified by using external high-precision LiDAR data. The results indicate a strong correlation between the structural indices extracted from TomoSAR and those extracted from LiDAR.